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RULE 3.210. INCOMPETENCE TO PROCEED: PROCEDURE FOR RAISING THE ISSUE

  • A person cannot be prosecuted at any material stage of a criminal case if they are mentally incompetent to proceed.
  • The issue can be raised by the defense, the State, or the court itself if there are "reasonable grounds" to question competency.
  • A motion filed by an attorney must be in writing and state the specific observations that form the basis for the motion.
  • Once the issue is raised, the court must appoint experts to evaluate the defendant.
  • The court must act promptly, holding a status hearing within 20 days and a final competency hearing no later than 45 days from the date of the motion.

(a) Proceedings Barred during Incompetency. A person accused of an offense or a violation of probation or community control who is mentally incompetent to proceed at any material stage of a criminal proceeding must not be proceeded against while incompetent.

(1) A “material stage of a criminal proceeding” includes the trial of the case, pretrial hearings involving questions of fact on which the defendant might be expected to testify, entry of a plea, violation of probation or violation of community control proceedings, sentencing, hearings on issues regarding a defendant’s failure to comply with court orders or conditions, or other matters where the mental competence of the defendant is necessary for a just resolution of the issues being considered. The terms “competent,” “competence,” “incompetent,” and “incompetence,” as used in rules 3.210–3.219, refer to mental competence or incompetence to proceed at a material stage of a criminal proceeding.

(2) The incompetence of the defendant does not preclude such judicial action, hearings on motions of the parties, discovery proceedings, or other procedures that do not require the personal participation of the defendant.

(b) Motion for Evaluation. If at or in anticipation of any material stage(s) of a criminal proceeding the court, on its own motion or by motion of the state or defense, has reasonable grounds to believe that the defendant is not mentally competent to proceed, the court must promptly commence the process to determine the defendant’s mental condition. The court may order the defendant to be evaluated by no more than 3 experts, as needed, and must expeditiously schedule and conduct a competency hearing. Attorneys for the state and for the defendant may be present at any examination by a court-appointed expert. Status hearing(s) must be held no later than 20 days after the motion date and as otherwise necessary to ensure prompt resolution, absent good cause, a final hearing conducted no later than 45 days from the motion date.

(1) A motion for the evaluation made by counsel for the defendant must be written and contain a certificate of counsel that the motion is made in good faith and on reasonable grounds to believe that the defendant may be incompetent to proceed. To the extent that it does not invade the lawyer-client privilege, the motion shall contain a recital of the specific observations of and conversations with the defendant that have formed the basis for the motion.

(2) A motion for the evaluation made by counsel for the state must be written and contain a certificate of counsel that the motion is made in good faith and on reasonable grounds to believe the defendant may be incompetent to proceed and shall include a recital of the specific facts that have formed the basis for the motion, including a recitation of the observations of and statements of the defendant that have caused the state to file the motion.

(3) If the defendant has been released on bail or other release provision, the court may order the defendant to appear at a designated place for evaluation at a specific time as a condition of such release. If the court determines that the defendant will not submit to the evaluation or that the defendant is not likely to appear for the scheduled evaluation, the court may order the defendant taken into custody until the determination of the defendant’s competency to proceed. A motion made for evaluation under this subdivision does not otherwise affect the defendant’s right to release.

(4) The order appointing experts must, as described in Rule 3.211:

(A) identify the purpose or purposes of the evaluation, including the nature of the material proceeding(s), and specify the area or areas of inquiry that should be addressed by the evaluator;

(B) specify the legal criteria to be applied; and

(C) specify the date by which the report should be submitted and to whom the report should be submitted.

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1968 Adoption.

(a) Same as section 917.01, Florida Statutes, except it was felt that court cannot by rule direct institution officials. ...

(b) Same as section 909.17, Florida Statutes.

(c) Same as section 917.02, Florida Statutes.

1972 Amendment. Subdivision (a)(3) refers to Jackson v. Indiana, 406 U.S. 715, 730, 92 S.Ct. 1845, 32 L.Ed.2d 435 (1972); also, United States v. Curry, 410 F.2d 1372 (4th Cir. 1969). ...

1977 Amendment. This language is taken, almost verbatim, from existing rule 3.210(a). The word “insane” is changed to reflect the new terminology, “competence to stand trial.” The definition of competence to stand trial is taken verbatim from the United States Supreme Court formulation of the test in Dusky v. United States, 362 U.S. 402, 80 S.Ct. 788, 4 L.Ed.2d 824 (1960). ...

1980 Amendment.

(a) This provision is identical to that which has been contained in all prior rules and statutes relating to competence to stand trial. No change is suggested.

(b) In order to ensure that the proceedings move quickly the court is required to set a hearing within 20 days. ...

1988 Amendment. Title. The title is amended to reflect change in subdivision (a)(1), which broadens the issue of competency in criminal proceedings from the narrow issue of competency to stand trial to competency to proceed at any material stage of a criminal proceeding. ...

1992 Amendment. The purpose of the amendment is to gender neutralize the wording of the rule.

Introductory Note Relating to Amendments to Rules 3.210 to 3.219. In 1985, the Florida Legislature enacted amendments to part I of chapter 394, the “Florida Mental Health Act,” and substantial amendments to chapter 916 entitled “Mentally Deficient and Mentally Ill Defendants.” ...

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